Personnel Hong Kong SFC License Details (ID 93551)

Personnel Hong Kong SFC License Details (ID 93551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2018-07-30	-
	Rep	Dealing in securities	2018-07-30	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-03-10	2018-05-18
	Rep	Dealing in securities	2014-03-10	2018-05-18
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2011-03-17	2014-02-28
	Rep	Dealing in securities	2011-03-17	2014-02-28
Double Haven Capital (Hong Kong) Limited	Rep	Asset management	2007-09-06	2010-07-21
ARGYLE STREET MANAGEMENT LIMITED	Rep	Advising on securities	2005-07-18	2007-08-17
	Rep	Asset management	2005-07-18	2007-08-17
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2004-09-08	2004-10-19