Personnel Hong Kong SFC License Details (ID 93552)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2022-04-27	-
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-01-30	2018-06-25
	Rep	Dealing in securities	2016-03-23	2018-06-25
J Capital Research Limited	Rep	Advising on securities	2012-09-17	2013-01-31
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2011-06-24	2012-07-20