Personnel Hong Kong SFC License Details (ID 93555)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on corporate finance	2012-05-14	2014-10-07
	Rep	Advising on securities	2011-07-28	2017-08-16
	Rep	Dealing in securities	2011-07-28	2017-08-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2003-06-25
	Rep	Advising on securities	-	2003-06-25
	Rep	Asset management	-	2003-06-25