Personnel Hong Kong SFC License Details (ID 93556)

Personnel Hong Kong SFC License Details (ID 93556)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2022-08-01	-
	Rep	Asset management	2022-08-01	-
	Rep	Dealing in securities	2022-08-01	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2022-08-01	-
	Rep	Dealing in securities	2022-08-01	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2012-10-17	2015-05-29
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2009-10-21	2012-09-06
	Rep	Dealing in securities	2009-07-20	2012-09-06
Morgan Stanley Asia Limited	Rep	Advising on securities	2007-06-14	2009-02-13
	Rep	Dealing in securities	2007-06-14	2009-02-13