Personnel SFC Licences and HKMA Registrations (ID 93558)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Asset management	2018-07-16	-
	Rep	Advising on securities	2018-06-15	-
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2018-04-11	2018-05-30
	Rep	Advising on securities	2014-07-10	2018-04-11
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2011-08-23	2014-04-30
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-01-06	2011-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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