Personnel Hong Kong SFC License Details (ID 93566)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BTIG Hong Kong Limited	Rep	Dealing in securities	2015-01-26	2016-04-15
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2014-05-16	2014-10-27
Religare Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2010-11-22	2012-03-21
Credit Agricole Securities (Asia) Limited	Rep	Dealing in securities	2009-05-26	2010-10-29
BEAR STEARNS ASIA LIMITED	Rep	Advising on securities	2003-04-10	2004-01-16
	Rep	Dealing in securities	2003-04-10	2004-01-16