Personnel Hong Kong SFC License Details (ID 93570)

Personnel Hong Kong SFC License Details (ID 93570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2015-09-01	2018-06-25
CGS International Securities Hong Kong Limited	RO	Advising on securities	2014-07-21	2015-05-19
	Rep	Dealing in securities	2014-07-09	2015-05-19
	Rep	Advising on securities	2013-02-04	2014-07-21
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2010-12-22	2012-09-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-03-24	2010-03-30
	Rep	Dealing in securities	2009-08-26	2009-09-02