| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JINSHI ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-02-28 | - |
| RO | Asset management | 2025-02-28 | - | |
| RO | Dealing in securities | 2025-02-28 | - | |
| Yupei Fortune Capital Limited | RO | Advising on securities | 2019-05-10 | 2024-01-31 |
| RO | Asset management | 2019-05-10 | 2024-01-31 | |
| RO | Dealing in securities | 2019-05-10 | 2024-01-31 | |
| Rep | Advising on securities | 2019-04-23 | 2019-05-10 | |
| Rep | Asset management | 2019-04-23 | 2019-05-10 | |
| Rep | Dealing in securities | 2019-04-23 | 2019-05-10 | |
| ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | 2015-06-12 | 2018-10-31 |
| RO | Asset management | 2015-06-12 | 2018-10-31 | |
| RICHLAND CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-07-05 | 2013-04-30 |
| Rep | Asset management | 2010-07-05 | 2013-04-30 | |
| AD Capital Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2004-09-08 | 2009-12-11 |
| RO | Advising on securities | 2004-09-08 | 2009-12-11 | |
| RO | Asset management | 2004-09-08 | 2009-12-11 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-15 | |
| Rep | Asset management | 2003-04-01 | 2003-12-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-28 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-12-15 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-15 | |
| Rep | Asset management | 2003-04-01 | 2003-12-15 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-01-28 |
No HKMA registrations in the collected records.