Personnel Hong Kong SFC License Details (ID 93585)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JINSHI ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-02-28	-
	RO	Asset management	2025-02-28	-
	RO	Dealing in securities	2025-02-28	-
Yupei Fortune Capital Limited	RO	Advising on securities	2019-05-10	2024-01-31
	RO	Asset management	2019-05-10	2024-01-31
	RO	Dealing in securities	2019-05-10	2024-01-31
	Rep	Advising on securities	2019-04-23	2019-05-10
	Rep	Asset management	2019-04-23	2019-05-10
	Rep	Dealing in securities	2019-04-23	2019-05-10
ALPHALEX CAPITAL MANAGEMENT (HK) LIMITED	RO	Advising on securities	2015-06-12	2018-10-31
	RO	Asset management	2015-06-12	2018-10-31
RICHLAND CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2010-07-05	2013-04-30
	Rep	Asset management	2010-07-05	2013-04-30
AD Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2004-09-08	2009-12-11
	RO	Advising on securities	2004-09-08	2009-12-11
	RO	Asset management	2004-09-08	2009-12-11
HSBC SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-15
	Rep	Advising on securities	2003-04-01	2003-12-15
	Rep	Asset management	2003-04-01	2003-12-15
	Rep	Dealing in securities	2003-04-01	2004-01-28
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-15
	Rep	Advising on securities	2003-04-01	2003-12-15
	Rep	Asset management	2003-04-01	2003-12-15
	Rep	Dealing in securities	2003-04-01	2004-01-28