Personnel SFC Licences and HKMA Registrations (ID 93586)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LMR Partners Limited	Rep	Asset management	2019-05-02	-
Pinpoint Asset Management Limited	Rep	Asset management	2012-05-15	2019-04-30
RICHLAND CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2010-03-04	2012-03-31
	Rep	Asset management	2010-03-04	2012-03-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.