Personnel Hong Kong SFC License Details (ID 93599)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Hung Kai Capital Partners Limited	Rep	Advising on securities	2024-03-11	-
	Rep	Asset management	2024-03-11	-
	Rep	Dealing in securities	2024-03-11	-
Robeco Hong Kong Limited	RO	Advising on securities	2011-10-06	2015-10-09
	RO	Asset management	2011-10-06	2015-10-09
	RO	Dealing in securities	2011-10-06	2015-10-09
	Rep	Advising on securities	2011-09-05	2011-10-06
	Rep	Asset management	2011-09-05	2011-10-06
	Rep	Dealing in securities	2011-09-05	2011-10-06
Neuberger Berman Asia Limited	RO	Advising on securities	2009-12-01	2011-05-30
	RO	Asset management	2009-12-01	2011-05-30
	RO	Dealing in securities	2009-12-01	2011-05-30
	Rep	Advising on securities	2009-10-13	2009-12-01
	Rep	Asset management	2009-10-13	2009-12-01
	Rep	Dealing in securities	2009-10-13	2009-12-01
AllianceBernstein Hong Kong Limited	RO	Advising on securities	2007-07-31	2009-09-25
	RO	Asset management	2007-07-31	2009-09-25
	RO	Dealing in securities	2007-07-31	2009-09-25
	Rep	Advising on securities	2007-04-23	2007-07-31
	Rep	Asset management	2007-04-23	2007-07-31
	Rep	Dealing in securities	2007-04-23	2007-07-31
	Rep	Advising on futures contracts	2007-03-12	2009-09-25
	Rep	Dealing in futures contracts	2007-03-12	2009-09-25
	Rep	Advising on securities	2006-08-22	2006-09-08
	Rep	Advising on securities	2006-07-10	2006-07-14
	Rep	Advising on securities	2006-03-28	2006-04-02
	Rep	Advising on securities	2006-02-15	2006-02-17
	Rep	Advising on securities	2005-09-05	2005-09-06
	Rep	Advising on securities	2005-07-11	2005-07-14