| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHUBB INVESTMENT MANAGEMENT (HK) LIMITED (TRADING AS CHUBB WEALTH) | RO | Advising on securities | 2026-06-09 | - |
| RO | Dealing in securities | 2026-06-09 | - | |
| Asset Management One Hong Kong Limited | RO | Dealing in securities | 2022-01-26 | 2025-08-01 |
| Rep | Dealing in securities | 2021-01-12 | 2022-01-26 | |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2017-05-22 | 2021-01-11 |
| Rep | Advising on securities | 2017-05-22 | 2021-01-11 | |
| Rep | Dealing in securities | 2017-05-22 | 2021-01-11 | |
| JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2016-04-21 | 2016-11-04 |
| UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-02-01 | 2016-04-01 |
| Rep | Asset management | 2012-08-27 | 2016-01-22 | |
| Rep | Advising on securities | 2012-08-27 | 2016-04-01 | |
| Robeco Hong Kong Limited | Rep | Advising on securities | 2011-06-10 | 2012-07-06 |
| Rep | Dealing in securities | 2011-06-10 | 2012-07-06 | |
| ENTRUSTPERMAL (HONG KONG) LIMITED (TRADING AS ENTRUST GLOBAL) | Rep | Advising on securities | 2008-02-22 | 2011-05-26 |
| Rep | Dealing in securities | 2008-02-18 | 2011-05-26 | |
| First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-18 | 2007-12-01 |
No HKMA registrations in the collected records.