Webb-site Legacy

Siu, Sau Man 蕭秀雯

SFC ID:AGP751

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-01-11	2026-06-25
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on securities	2019-02-13	2020-08-10
	Rep	Dealing in securities	2019-02-13	2021-03-01
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2015-08-21	2016-07-06
	Rep	Dealing in securities	2015-08-21	2016-07-06
Robeco Hong Kong Limited	Rep	Asset management	2011-07-04	2012-08-06
	Rep	Dealing in securities	2011-07-04	2012-08-06
GAM HONG KONG LIMITED	Rep	Asset management	2006-02-01	2011-06-22
	Rep	Dealing in securities	2006-02-01	2011-06-22
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2004-10-18	2006-01-16
	Rep	Dealing in securities	2004-10-18	2006-01-16
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-09-22
	Rep	Advising on securities	-	2004-09-22
	Rep	Asset management	-	2004-09-22