| Acmys Asset Management (Hong Kong) Limited | RO | Advising on securities | 2023-07-21 | - |
| RO | Asset management | 2023-07-21 | - |
| Rep | Advising on securities | 2023-07-18 | 2023-07-21 |
| Rep | Asset management | 2023-07-18 | 2023-07-21 |
| C. XIN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2021-02-01 | 2023-01-03 |
| RO | Asset management | 2021-02-01 | 2023-01-03 |
| RO | Dealing in securities | 2021-02-01 | 2023-01-03 |
| DSG Asset Management (HK) Company Limited | RO | Asset management | 2017-12-05 | 2019-10-31 |
| Rep | Asset management | 2016-10-06 | 2017-12-05 |
| DSG Securities (Hong Kong) Limited | RO | Advising on securities | 2016-07-21 | 2019-10-31 |
| RO | Dealing in securities | 2016-07-21 | 2019-10-31 |
| Future Growth Asset Management Limited | Rep | Advising on securities | 2015-06-15 | 2016-07-08 |
| Rep | Asset management | 2015-06-15 | 2016-07-08 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2015-02-06 | 2016-07-08 |
| RO | Dealing in securities | 2015-02-06 | 2016-07-08 |
| Rep | Dealing in futures contracts | 2014-12-18 | 2015-02-06 |
| Rep | Dealing in securities | 2014-12-18 | 2015-02-06 |
| Rep | Leveraged foreign exchange trading | 2014-12-18 | 2016-07-08 |
| Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2014-07-28 | 2014-09-27 |
| Public Securities Limited | RO | Dealing in securities | 2011-11-10 | 2013-01-01 |
| CNCB (Hong Kong) Capital Limited | RO | Advising on futures contracts | 2011-05-11 | 2011-10-24 |
| RO | Advising on securities | 2011-05-11 | 2011-10-24 |
| Future Growth Financial Services Limited | RO | Dealing in futures contracts | 2010-09-29 | 2011-04-01 |
| RO | Dealing in securities | 2010-09-29 | 2011-04-01 |
| Rep | Dealing in futures contracts | 2010-06-02 | 2010-09-29 |
| Rep | Dealing in securities | 2010-06-02 | 2010-09-29 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-08-20 | 2010-05-01 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-08-20 | 2010-05-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2006-08-22 | 2006-10-16 |