Personnel Hong Kong SFC License Details (ID 93614)

Personnel Hong Kong SFC License Details (ID 93614)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KCG SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2025-09-22	-
Superactive Financial Group Company Limited	Rep	Asset management	2021-11-16	2023-09-30
	RO	Advising on corporate finance	2019-12-16	2023-09-30
	Rep	Advising on corporate finance	2019-12-04	2019-12-16
	Rep	Dealing in securities	2019-12-04	2020-08-14
First Prosperous Capital Company Limited	Rep	Dealing in securities	2019-06-10	2019-11-30
	RO	Advising on corporate finance	2019-04-26	2019-11-30
	Rep	Advising on corporate finance	2019-03-27	2019-04-26
Green Capital Limited (HK)	RO	Advising on corporate finance	2016-07-08	2019-03-20
KCG SECURITIES ASIA LIMITED	RO	Advising on corporate finance	2012-02-10	2016-07-05
	Rep	Advising on corporate finance	2012-01-05	2012-02-10
CNCB (Hong Kong) Capital Limited	RO	Advising on corporate finance	2010-10-27	2011-12-20
FIRST ASIA FINANCE GROUP LIMITED	Rep	Advising on corporate finance	2007-01-04	2009-02-17