| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Direction Capital Limited | RO | Advising on securities | 2020-05-08 | - |
| RO | Asset management | 2020-05-08 | - | |
| UCF Asset Management (HK) Limited | RO | Advising on securities | 2012-05-04 | 2018-11-30 |
| RO | Asset management | 2012-05-04 | 2018-11-30 | |
| CNCB (Hong Kong) Capital Limited | RO | Advising on securities | 2011-12-23 | 2012-01-04 |
| RO | Asset management | 2011-08-25 | 2012-01-04 | |
| ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Dealing in securities | 2011-01-24 | 2011-06-27 |
| RO | Advising on securities | 2010-09-20 | 2011-06-27 | |
| RO | Asset management | 2010-09-20 | 2011-06-27 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2010-07-16 | 2011-06-27 |
| RO | Asset management | 2010-07-16 | 2011-06-27 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2009-02-26 | 2010-07-11 |
| RO | Asset management | 2009-02-26 | 2010-07-11 | |
| Rep | Advising on securities | 2008-09-17 | 2009-02-26 | |
| Rep | Asset management | 2008-09-17 | 2009-02-26 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-10-19 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-01-08 | 2007-10-19 |
No HKMA registrations in the collected records.