Personnel Hong Kong SFC License Details (ID 93621)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROOFER SECURITIES LIMITED	RO	Dealing in securities	2004-10-20	2019-07-31
CHEKIANG FIRST SECURITIES CO. LIMITED	RO	Advising on corporate finance	-	2003-09-22
	RO	Advising on securities	-	2003-09-22
	RO	Asset management	-	2003-09-22
	RO	Dealing in securities	-	2004-03-31
OCBC Futures Investment (Hong Kong) Limited	Rep	Advising on futures contracts	-	2003-10-20
	Rep	Asset management	-	2003-10-20
	Rep	Dealing in futures contracts	-	2004-03-31