Personnel Hong Kong SFC License Details (ID 93633)

Personnel Hong Kong SFC License Details (ID 93633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harmony Advisors Limited	RO	Advising on securities	2022-06-07	-
	RO	Dealing in securities	2022-06-07	-
Harmony Capital International Limited	RO	Advising on corporate finance	2022-06-07	-
ROTHSCHILD &AMP; CO WEALTH MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2010-08-16	2019-10-18
	RO	Dealing in securities	2010-08-16	2019-10-18
ROTHSCHILD &AMP; CO HONG KONG LIMITED	RO	Advising on corporate finance	2005-04-27	2022-03-07
	RO	Advising on securities	2005-04-27	2022-03-07
	RO	Dealing in securities	2005-04-27	2022-03-07