Personnel Hong Kong SFC License Details (ID 93644)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	RO	Advising on corporate finance	2023-07-14	-
	RO	Advising on securities	2023-07-14	-
	Rep	Dealing in securities	2023-07-14	-
	Rep	Advising on corporate finance	2015-01-06	2023-07-14
	Rep	Advising on securities	2015-01-06	2023-07-14
	Rep	Advising on corporate finance	2005-04-27	2014-01-01
	Rep	Advising on securities	2005-04-27	2014-01-01