Personnel Hong Kong SFC License Details (ID 93645)

Personnel Hong Kong SFC License Details (ID 93645)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2019-07-29	-
Merrill Lynch Far East Limited	Rep	Dealing in securities	2019-07-29	2024-02-19
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-07-16	-
	Rep	Advising on securities	2019-07-16	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-07-16	2024-02-19
	Rep	Advising on securities	2019-07-16	2024-02-19
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2006-10-20	2019-04-09
	Rep	Advising on securities	2006-10-20	2019-04-09