Personnel Hong Kong SFC License Details (ID 93660)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on securities	2019-07-11	2024-04-30
	Rep	Dealing in securities	2019-07-11	2024-04-30
	RO	Advising on securities	2013-01-15	2019-07-11
	RO	Dealing in securities	2013-01-15	2019-07-11
	Rep	Advising on securities	2008-12-10	2013-01-15
	Rep	Dealing in securities	2008-12-10	2013-01-15
	Rep	Advising on corporate finance	2008-12-10	2024-04-30