Sum, Pui Yi

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2016-10-26	2019-04-19
	Rep	Advising on securities	2016-10-26	2019-04-19
	Rep	Advising on corporate finance	2005-04-27	2015-11-01
	Rep	Advising on securities	2005-04-27	2015-11-01

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2016-10-26	2019-04-19
	Rep	Advising on securities	2016-10-26	2019-04-19
	Rep	Advising on corporate finance	2005-04-27	2015-11-01
	Rep	Advising on securities	2005-04-27	2015-11-01