Personnel Hong Kong SFC License Details (ID 93667)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROTHSCHILD &AMP; CO HONG KONG LIMITED	RO	Dealing in securities	2025-09-01	-
	RO	Advising on corporate finance	2023-10-04	-
	RO	Advising on securities	2023-10-04	-
	Rep	Dealing in securities	2023-10-04	2025-09-01
	Rep	Dealing in securities	2007-08-22	2015-01-06
	Rep	Advising on corporate finance	2007-08-22	2023-10-04
	Rep	Advising on securities	2007-08-22	2023-10-04