Personnel Hong Kong SFC License Details (ID 93681)

Personnel Hong Kong SFC License Details (ID 93681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-01-22	-
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2017-10-18	2020-01-13
LEE'S SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-01-02	2017-10-03
RPS INVESTMENT LIMITED	Rep	Dealing in securities	2008-05-19	2013-12-19
SUN'S FUTURE LIMITED	Rep	Advising on futures contracts	2003-04-01	2005-02-18
	Rep	Asset management	2003-04-01	2005-02-18
	Rep	Dealing in futures contracts	2003-04-01	2012-07-31