Personnel SFC Licences and HKMA Registrations (ID 93709)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Polymer Capital Management (HK) Limited	RO	Advising on securities	2026-01-26	-
	RO	Dealing in securities	2026-01-26	-
	RO	Asset management	2020-06-04	-
	Rep	Asset management	2020-05-07	2020-06-04
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2019-06-13	2020-05-07
Point72 Hong Kong Limited	Rep	Dealing in futures contracts	2017-01-23	2019-04-19
	Rep	Dealing in securities	2017-01-23	2019-04-19
	Rep	Asset management	2009-07-17	2019-04-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.