Personnel Hong Kong SFC License Details (ID 93732)

Personnel Hong Kong SFC License Details (ID 93732)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Deltroit (Hong Kong) Limited	Rep	Advising on securities	2012-05-16	2014-04-16
	Rep	Asset management	2012-05-16	2014-04-16
SAIL ADVISORS LIMITED	RO	Advising on securities	2009-08-19	2012-02-01
	RO	Asset management	2009-08-19	2012-02-01
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2008-05-30	2009-02-05
	Rep	Dealing in securities	2008-04-23	2009-02-05
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2005-05-10	2007-11-09
	Rep	Dealing in securities	2005-05-10	2007-11-09