Personnel Hong Kong SFC License Details (ID 93735)

Personnel Hong Kong SFC License Details (ID 93735)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Hung Kai Capital Partners Limited	RO	Advising on securities	2022-01-14	-
	RO	Asset management	2021-10-15	-
	RO	Dealing in securities	2021-10-15	-
	Rep	Dealing in securities	2021-09-21	2021-10-15
	Rep	Asset management	2021-08-13	2021-10-15
CITIC Securities Asset Management (HK) Limited	RO	Advising on securities	2018-12-24	2021-01-19
	RO	Asset management	2018-12-24	2021-01-19
	Rep	Advising on securities	2017-03-02	2018-12-24
	Rep	Asset management	2017-03-02	2018-12-24
SAIL ADVISORS LIMITED	Rep	Advising on securities	2014-05-07	2017-01-21
	RO	Asset management	2014-05-07	2017-01-21
	Rep	Asset management	2013-06-01	2013-06-26
	Rep	Advising on securities	2011-03-09	2013-06-26
	RO	Asset management	2008-08-25	2013-06-01
	Rep	Asset management	2004-12-10	2008-08-25