Personnel Hong Kong SFC License Details (ID 93739)

Personnel Hong Kong SFC License Details (ID 93739)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2019-05-10	2021-02-26
	Rep	Dealing in securities	2019-05-10	2022-01-03
Yunfeng Financial Markets Limited	Rep	Advising on securities	2017-03-23	2018-06-12
	Rep	Dealing in securities	2017-03-23	2018-06-12
Yunfeng Securities Limited	Rep	Advising on securities	2017-03-23	2018-06-12
	Rep	Dealing in securities	2017-03-23	2018-06-12
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Dealing in securities	2015-01-28	2016-09-30
	Rep	Advising on futures contracts	2013-09-27	2016-09-30
	Rep	Advising on securities	2013-09-27	2016-09-30
SAIL ADVISORS LIMITED	Rep	Advising on securities	2010-05-27	2013-09-19
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2005-12-29	2010-05-07
	Rep	Advising on securities	2005-12-29	2010-05-07
	Rep	Asset management	2005-12-29	2010-05-07
	Rep	Dealing in securities	2005-12-29	2010-05-07