Personnel Hong Kong SFC License Details (ID 93748)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Advising on securities	2021-10-20	-
	Rep	Dealing in securities	2021-10-20	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2012-04-26	2021-07-07
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-12-15	2012-02-03
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2009-06-24	2010-09-20
	Rep	Advising on securities	2009-06-24	2010-09-20
	Rep	Dealing in futures contracts	2009-06-03	2010-09-20
	Rep	Dealing in securities	2009-06-03	2010-09-20
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2007-08-29	2008-12-12
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-08-29	2008-12-12
	Rep	Dealing in securities	2007-08-29	2008-12-12
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on futures contracts	2007-04-13	2007-08-18
	RO	Asset management	2007-04-13	2007-08-18
	RO	Dealing in securities	2007-04-13	2007-08-18
	Rep	Advising on futures contracts	2006-04-19	2007-04-13
	Rep	Asset management	2006-04-19	2007-04-13
	Rep	Dealing in securities	2006-04-19	2007-04-13
T. ROWE PRICE INTERNATIONAL, INC.	Rep	Advising on corporate finance	2003-04-01	2004-10-13
	Rep	Advising on securities	2003-04-01	2005-09-05
	Rep	Asset management	2003-04-01	2005-09-05