Personnel Hong Kong SFC License Details (ID 93762)

Personnel Hong Kong SFC License Details (ID 93762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXIAL CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2015-04-24	2020-01-17
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-23	2014-10-21
	RO	Dealing in securities	2013-12-19	2014-06-23
	Rep	Dealing in securities	2012-05-28	2013-12-19
	Rep	Advising on securities	2012-05-28	2014-10-21
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-09-29	2011-12-02
	Rep	Dealing in securities	2009-09-29	2011-12-02
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on securities	2005-07-27	2009-06-24
	Rep	Dealing in securities	2005-07-27	2009-06-24
UBS SECURITIES ASIA LIMITED	Rep	Asset management	-	2005-02-04
	Rep	Advising on corporate finance	-	2005-03-24
	Rep	Advising on securities	-	2005-07-05