Personnel Hong Kong SFC License Details (ID 93763)

Personnel Hong Kong SFC License Details (ID 93763)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2026-07-17	-
	Rep	Asset management	2026-07-17	-
	Rep	Dealing in securities	2026-07-17	-
Samsung Asset Management (Hong Kong) Limited	RO	Dealing in securities	2024-08-09	2025-10-09
	RO	Advising on securities	2024-08-09	2026-06-23
	RO	Asset management	2024-08-09	2026-06-23
	Rep	Advising on securities	2015-07-22	2024-08-09
	Rep	Asset management	2015-07-22	2024-08-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2012-09-17	2015-06-19
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2011-08-22	2012-02-03
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-06-29	2011-06-18