Personnel Hong Kong SFC License Details (ID 93766)

Personnel Hong Kong SFC License Details (ID 93766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SAMSUNG SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2011-10-19	2012-02-03
	Rep	Advising on corporate finance	2009-07-02	2011-10-19
	Rep	Advising on securities	2009-07-02	2012-02-03
	Rep	Dealing in securities	2009-07-02	2012-02-03
SIRIUS CAPITAL PARTNERS PRIVATE LIMITED	Rep	Advising on securities	2009-04-09	2009-05-25
	Rep	Advising on corporate finance	2009-03-24	2009-05-25
	Rep	Dealing in securities	2009-03-24	2009-05-25
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2004-10-12	2008-09-18
	Rep	Dealing in securities	2004-10-12	2008-09-18
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2004-10-12	2008-09-18