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Personnel Hong Kong SFC License Details (ID 93789)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SAMSUNG SECURITIES (ASIA) LIMITED
RO
Advising on corporate finance
2012-03-13
2012-07-03
RO
Dealing in securities
2012-03-13
2015-10-01
Rep
Dealing in securities
2010-05-11
2012-03-13