Personnel Hong Kong SFC License Details (ID 93794)

Personnel Hong Kong SFC License Details (ID 93794)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-05-22	2015-07-10
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2012-10-04	2014-02-12
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2012-03-05	2012-09-12
	Rep	Dealing in securities	2012-03-05	2012-09-12
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2009-09-30	2010-04-01
	Rep	Dealing in securities	2009-08-11	2012-02-17
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-05-15	2009-07-20
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-12-02
	Rep	Asset management	-	2003-12-02
	Rep	Providing automated trading services	-	2003-12-02
	Rep	Advising on securities	-	2008-12-11
	Rep	Dealing in securities	-	2008-12-11