Personnel Hong Kong SFC License Details (ID 93810)

Personnel Hong Kong SFC License Details (ID 93810)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-07-28	-
	Rep	Asset management	2015-07-28	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-06-12	2015-07-11
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2012-06-04	2015-02-26
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-11-01	2012-02-03
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2007-04-26	2010-09-01