Personnel Hong Kong SFC License Details (ID 93811)

Personnel Hong Kong SFC License Details (ID 93811)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED SUN CAPITAL LIMITED	Rep	Advising on corporate finance	2024-04-09	2024-07-31
	Rep	Dealing in securities	2024-04-09	2024-07-31
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2021-05-20	2021-05-21
Fosun International Securities Limited	Rep	Advising on corporate finance	2021-03-17	2021-04-30
	Rep	Dealing in securities	2021-03-17	2021-04-30
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2018-07-06	2021-01-26
	RO	Dealing in securities	2018-07-06	2021-01-26
	Rep	Advising on corporate finance	2017-03-01	2018-07-06
	Rep	Dealing in securities	2017-03-01	2018-07-06
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2016-06-17	2016-07-17
	RO	Dealing in securities	2016-06-17	2016-07-17
	Rep	Advising on corporate finance	2015-06-15	2016-06-17
	Rep	Dealing in securities	2015-06-15	2016-06-17
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2012-02-17	2015-01-23
	Rep	Dealing in securities	2012-02-17	2015-01-23
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2011-02-09	2012-02-03
	Rep	Dealing in securities	2011-02-09	2012-02-03
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2007-05-14	2007-12-01