Personnel Hong Kong SFC License Details (ID 93817)

Personnel Hong Kong SFC License Details (ID 93817)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL FUTURES LIMITED	Rep	Dealing in futures contracts	2008-02-13	2026-03-10
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2007-08-14	-
BOCOM International Holdings Company Limited	Rep	Advising on securities	2004-07-27	2005-03-16
	Rep	Asset management	2004-07-27	2007-08-06
	Rep	Dealing in securities	2004-07-27	2007-08-06
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2004-06-10	2004-07-13
	Rep	Asset management	2004-06-10	2004-07-13
	Rep	Dealing in securities	2004-06-10	2004-07-13
	RO	Advising on corporate finance	2003-04-01	2004-03-11
	RO	Providing automated trading services	2003-04-01	2004-03-11
	RO	Advising on securities	2003-04-01	2004-06-10
	RO	Asset management	2003-04-01	2004-06-10
	RO	Dealing in securities	2003-04-01	2004-06-10