| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-08-09 | 2015-03-01 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-08-09 | 2015-03-01 |
| FT Securities Limited | Rep | Dealing in futures contracts | 2011-12-22 | 2012-04-28 |
| Rep | Dealing in securities | 2011-12-22 | 2012-04-28 |
| SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-01-03 | 2011-12-16 |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-03 | 2011-12-16 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2007-12-18 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2007-12-18 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-02-03 |
| Rep | Asset management | - | 2004-02-03 |
| Rep | Dealing in futures contracts | - | 2004-12-11 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2004-02-03 |
| Rep | Advising on securities | - | 2004-02-03 |
| Rep | Asset management | - | 2004-02-03 |
| Rep | Dealing in securities | - | 2004-12-11 |