| Octal Capital Asset Management Limited | Rep | Asset management | 2021-05-05 | 2021-07-31 |
| RO | Asset management | 2020-09-29 | 2021-05-05 |
| Rep | Asset management | 2020-07-16 | 2020-09-29 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Asset management | 2019-06-13 | 2020-02-06 |
| Rep | Dealing in futures contracts | 2017-02-13 | 2020-02-06 |
| RO | Dealing in securities | 2017-02-13 | 2020-02-06 |
| RO | Dealing in securities | 2017-02-03 | 2017-02-12 |
| Rep | Dealing in securities | 2016-07-11 | 2017-02-03 |
| Rep | Dealing in futures contracts | 2016-07-11 | 2017-02-12 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-01-28 | 2016-06-20 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-01-28 | 2016-06-20 |
| SANFULL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-03-07 | 2015-01-20 |
| SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2006-10-19 | 2015-01-20 |
| BOCOM International Holdings Company Limited | Rep | Dealing in futures contracts | 2006-01-26 | 2006-10-17 |
| Rep | Dealing in securities | 2006-01-26 | 2006-10-17 |
| BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2005-10-13 | 2006-01-23 |
| BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2006-01-23 |
| BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2004-09-21 | 2006-01-23 |
| FUHWA SECURITIES (HONG KONG) CO., LIMITED | Rep | Dealing in securities | 2003-09-16 | 2004-09-20 |
| KGI WEALTH MANAGEMENT LIMITED | Rep | Advising on corporate finance | - | 2003-08-22 |
| Rep | Advising on securities | - | 2003-08-22 |
| Rep | Asset management | - | 2003-08-22 |
| Rep | Dealing in securities | - | 2003-08-22 |