Personnel Hong Kong SFC License Details (ID 93823)

Personnel Hong Kong SFC License Details (ID 93823)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SANFULL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-22	2016-11-10
SANFULL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-08	2016-11-10
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2006-10-25	2009-04-28
	Rep	Dealing in securities	2006-10-25	2009-04-28
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-09-06	2006-09-28
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Dealing in futures contracts	2003-11-12	2005-10-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2003-11-12	2006-09-28