Personnel Hong Kong SFC License Details (ID 93890)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LGT INVESTMENT MANAGEMENT (ASIA) LIMITED	Rep	Dealing in securities	2021-07-07	-
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2009-06-17	2011-10-28
	RO	Dealing in securities	2009-06-17	2011-10-28
	Rep	Advising on securities	2007-04-24	2009-06-17
	Rep	Dealing in securities	2007-04-24	2009-06-17