Personnel Hong Kong SFC License Details (ID 93904)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2025-11-26	-
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2021-09-29	2025-02-12
CMB International Securities Limited	Rep	Dealing in securities	2021-02-22	2021-08-31
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2018-12-28	2020-08-27
South China Investment Management Limited	Rep	Asset management	2018-11-12	2020-08-27
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-11-12	2018-12-28
SBI China Capital Asset Management Limited	Rep	Asset management	2015-03-30	2018-10-12
SBI China Capital Commodities Limited	RO	Dealing in futures contracts	2010-09-27	2013-02-28
SBI China Capital Financial Services Limited	RO	Dealing in securities	2010-09-27	2018-10-12
SBI China Capital Securities Limited	RO	Dealing in securities	2010-09-27	2011-09-30
SBI China Capital Commodities Limited	Rep	Dealing in futures contracts	2010-08-19	2010-09-27
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2010-08-19	2010-09-27
SBI China Capital Securities Limited	Rep	Dealing in securities	2010-08-19	2010-09-27
ICBC INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2010-06-02	2010-07-06
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2009-06-25	2010-07-06
ICBC INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-24	2010-06-02
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2009-05-06	2009-06-25
Tung Shing Securities (Brokers) Limited	RO	Dealing in securities	2006-11-14	2009-04-29
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2006-07-14	2009-04-29
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2006-06-02	2006-11-14
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2006-04-26	2006-05-26
	Rep	Dealing in securities	2005-08-19	2006-04-26
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2005-06-03	2005-09-06
KINGSTON FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-08-23
	Rep	Asset management	2003-04-01	2004-08-23
	Rep	Dealing in futures contracts	2003-04-01	2005-05-24
KINGSTON SECURITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2003-07-04
	Rep	Advising on corporate finance	2003-04-01	2004-08-23
	Rep	Advising on securities	2003-04-01	2004-08-23
	Rep	Asset management	2003-04-01	2004-08-23
	Rep	Dealing in securities	2003-04-01	2005-05-24