Webb-site Legacy

Wong, Chi Yan (SFC:ABN290) 黃志仁

SFC ID:ABN290

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Commodities Limited	RO	Advising on futures contracts	2007-03-20	2013-02-28
	RO	Dealing in futures contracts	2007-03-20	2013-02-28
	Rep	Advising on futures contracts	-	2003-07-28
	Rep	Asset management	-	2003-07-28
	Rep	Dealing in futures contracts	-	2007-03-20
SBI China Capital Financial Services Limited	Rep	Advising on corporate finance	-	2003-07-28
	Rep	Advising on securities	-	2003-07-28
	Rep	Asset management	-	2003-07-28
	Rep	Dealing in securities	-	2015-01-12
SBI China Capital Securities Limited	Rep	Advising on corporate finance	-	2003-07-28
	Rep	Advising on securities	-	2003-07-28
	Rep	Asset management	-	2003-07-28
	Rep	Dealing in securities	-	2011-09-30