Personnel Hong Kong SFC License Details (ID 93907)

Personnel Hong Kong SFC License Details (ID 93907)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2023-08-24	2025-01-10
SBI China Capital Commodities Limited	Rep	Dealing in futures contracts	2006-05-22	2013-02-28
SBI China Capital Financial Services Limited	Rep	Dealing in securities	2004-02-24	2023-05-16
SBI China Capital Securities Limited	Rep	Dealing in securities	2004-02-24	2011-09-30
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on corporate finance	-	2004-01-28
	Rep	Advising on securities	-	2004-01-28
	Rep	Asset management	-	2004-01-28
	Rep	Dealing in securities	-	2004-02-12