Webb-site Legacy

Chau, Shun To 周頌滔

SFC ID:AEY907

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2015-03-31	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-03-31	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2013-02-25	2015-03-20
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2013-02-25	2015-03-20
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2013-02-25	2015-03-20
SBI China Capital Financial Services Limited	Rep	Asset management	2008-09-23	2013-02-16
SBI China Capital Commodities Limited	Rep	Advising on futures contracts	2003-04-01	2003-07-16
	Rep	Asset management	2003-04-01	2013-02-16
	Rep	Dealing in futures contracts	2003-04-01	2013-02-16
SBI China Capital Financial Services Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-16
	Rep	Advising on securities	2003-04-01	2003-07-16
	Rep	Asset management	2003-04-01	2005-02-23
	Rep	Dealing in securities	2003-04-01	2013-02-16
SBI China Capital Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-16
	Rep	Advising on securities	2003-04-01	2003-07-16
	Rep	Asset management	2003-04-01	2011-09-30
	Rep	Dealing in securities	2003-04-01	2011-09-30