Lee, Chi Wah (SFC:AAF504) 李志華

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	Rep	Asset management	2008-09-23	-
	Rep	Dealing in securities	2008-09-23	-
SBI China Capital Commodities Limited	Rep	Advising on futures contracts	2003-04-01	2003-07-30
	Rep	Asset management	2003-04-01	2013-02-28
	Rep	Dealing in futures contracts	2003-04-01	2013-02-28
SBI China Capital Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-30
	Rep	Advising on securities	2003-04-01	2003-07-30
	Rep	Asset management	2003-04-01	2011-09-30
	Rep	Dealing in securities	2003-04-01	2011-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	Rep	Asset management	2008-09-23	-
	Rep	Dealing in securities	2008-09-23	-
SBI China Capital Commodities Limited	Rep	Advising on futures contracts	2003-04-01	2003-07-30
	Rep	Asset management	2003-04-01	2013-02-28
	Rep	Dealing in futures contracts	2003-04-01	2013-02-28
SBI China Capital Securities Limited	Rep	Advising on corporate finance	2003-04-01	2003-07-30
	Rep	Advising on securities	2003-04-01	2003-07-30
	Rep	Asset management	2003-04-01	2011-09-30
	Rep	Dealing in securities	2003-04-01	2011-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.