| Imperium International Asset Management Limited | RO | Advising on futures contracts | 2018-04-04 | 2024-07-24 |
| RO | Advising on securities | 2018-04-04 | 2024-07-24 |
| RO | Asset management | 2018-04-04 | 2024-07-24 |
| IMPERIUM INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2018-04-04 | 2024-07-24 |
| RO | Dealing in futures contracts | 2018-04-04 | 2024-07-24 |
| RO | Dealing in securities | 2018-04-04 | 2024-07-24 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2010-10-19 | 2012-10-05 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2010-10-19 | 2012-10-05 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2010-10-19 | 2011-09-30 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-02-24 | 2010-10-18 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-01-04 | 2010-10-18 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in securities | 2008-12-12 | 2009-06-03 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2007-11-26 | 2008-11-14 |