Personnel Hong Kong SFC License Details (ID 93918)

Personnel Hong Kong SFC License Details (ID 93918)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI China Capital Financial Services Limited	Rep	Asset management	2008-09-23	2025-01-06
	Rep	Dealing in securities	2008-09-23	2025-01-06
SBI China Capital Commodities Limited	Rep	Advising on futures contracts	-	2003-07-21
	Rep	Asset management	-	2013-02-28
	Rep	Dealing in futures contracts	-	2013-02-28
SBI China Capital Securities Limited	Rep	Advising on corporate finance	-	2003-07-21
	Rep	Advising on securities	-	2003-07-21
	Rep	Asset management	-	2011-09-30
	Rep	Dealing in securities	-	2011-09-30