| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| JAKOTA SECURITIES GROUP LIMITED | RO | Dealing in securities | 2021-06-22 | - |
| RO | Advising on securities | 2019-05-10 | - | |
| Rep | Advising on securities | 2017-01-09 | 2019-05-10 | |
| Rep | Dealing in securities | 2016-10-04 | 2021-06-22 | |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2010-12-03 | 2016-08-31 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2010-12-03 | 2011-09-30 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-10-25 | 2010-12-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-06-17 | 2010-10-22 |
| SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2008-11-18 | 2009-06-01 |
| SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2008-11-18 | 2009-06-01 |
| SBI China Capital Securities Limited | Rep | Dealing in securities | 2008-11-18 | 2009-06-01 |
| SBI China Capital Financial Services Limited | Rep | Advising on securities | 2008-09-23 | 2008-11-18 |
| SBI China Capital Securities Limited | Rep | Advising on securities | 2006-11-23 | 2008-11-18 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2005-03-16 | 2006-11-21 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-20 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-20 | |
| Rep | Asset management | 2003-04-01 | 2004-05-20 | |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-02 |
No HKMA registrations in the collected records.