Personnel Hong Kong SFC License Details (ID 93928)

Personnel Hong Kong SFC License Details (ID 93928)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2008-09-02	-
	Rep	Asset management	2008-09-02	-
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on futures contracts	2007-06-12	2008-09-01
	Rep	Advising on securities	2006-03-13	2008-09-01
	Rep	Asset management	2006-03-13	2008-09-01
HAMON ASSET MANAGEMENT LIMITED	RO	Advising on securities	2005-05-18	2006-03-08
	RO	Asset management	2005-05-18	2006-03-08
PFP Capital Limited	RO	Advising on securities	2005-05-18	2006-03-08
	RO	Asset management	2005-05-18	2006-03-08
HAMON ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-08-10
	Rep	Advising on securities	2003-04-01	2005-05-18
	Rep	Asset management	2003-04-01	2005-05-18
PFP Capital Limited	Rep	Advising on corporate finance	2003-04-01	2004-08-10
	Rep	Advising on securities	2003-04-01	2005-05-18
	Rep	Asset management	2003-04-01	2005-05-18