Personnel SFC Licences and HKMA Registrations (ID 93938)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital International, Inc.	Rep	Dealing in securities	2017-08-21	-
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-26	2011-08-09
	Rep	Dealing in securities	2009-06-15	2009-06-17
	Rep	Dealing in securities	2008-11-18	2008-11-21
	Rep	Dealing in securities	2008-03-28	2008-04-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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